FCA & PRA Regulation consists of three modules each covering key aspects of the dual framework.

1. The Regulators
   • Understand the background to today’s dual regulatory framework. n outline the purpose and structure of the PRA-FCA regulatory regime, including its statutory objectives. n explain the impact of this regime on your company
   • Outline the purpose and structure of the PRA-FCA regulatory regime, including its statutory objectives. 
   • Explain the impact of this regime on your company.
2. Principles for Businesses
   • Outline the main provisions of the 12 Principles for Businesses, including the newest principle of Consumer Duty.
   • Understand the relevance of “controlled functions” and “Senior Managers & Certification Regime”.
   • Describe the consequences of breaches.
3.  Your Responsibilities
   • Describe how dual (PRA-FCA) regulation affects your company’s business operations.
   • Outline the relevance of the compliance culture to all who work within your company.
   • Explain how you can support a compliance culture across your company.

• Each module ends with a short quiz
• Randomised course test completes the course
• Duration: 1 hour – 1 hour 15 minutes

• UK